Stephen Wing Tai Lo
盧永泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Wing Tai Lo (盧永泰), a licensed former licensee with CE reference ACM835. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baron Asia Limited 建勤亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-04-19 | 2006-08-21 |
| Ceres Capital Limited 昱豐融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-05-07 | 2004-03-26 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-29 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-29 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-29 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-29 |