Ivan Pik Yin Chan
陳碧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Pik Yin Chan (陳碧賢), a licensed former licensee with CE reference ACM640. This person has 5.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lumineux Securities Limited 世傳證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-02-27 | 2020-06-23 |
| Supreme China Securities Limited 智華證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-23 | 2016-04-13 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-14 | 2014-05-14 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-14 | 2014-05-14 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-14 | 2014-12-17 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-05-14 | 2014-12-17 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-11-29 | 2013-09-01 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-11-29 | 2013-09-01 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-14 | 2012-11-29 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-09 | 2012-11-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivan Pik Yin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.