Ka Yee Lam
林嘉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Lam (林嘉儀), a licensed former licensee with CE reference ACL981. This person has 20.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-18 | 2023-10-05 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-01 | 2004-08-18 |
| Wing Yee Securities Company Limited 詠誼證券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-30 |
| Wing Yee Securities Company Limited 詠誼證券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| Wing Yee Securities Company Limited 詠誼證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-30 |
| Wing Yee Securities Company Limited 詠誼證券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yee Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.