Maurice Wai Ming Lo
羅偉銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maurice Wai Ming Lo (羅偉銘), a licensed former licensee with CE reference ACL485. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-26 | 2008-10-18 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-26 | 2008-10-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-13 | 2003-08-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-06-13 | 2003-08-07 |