Kan Kim Shum
沈勤儉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kan Kim Shum (沈勤儉), a licensed former licensee with CE reference ACL400. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-12-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-07-03 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-05-06 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-07-03 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2005-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | present | 2005-03-02 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 - Asset management | present | 2003-07-03 |