Richard Percival Dias
戴禮徹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Percival Dias (戴禮徹), a licensed former licensee with CE reference ACL254. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gamma Consortium Limited (The) | RO | Type 4 — Advising on securities | 2017-12-27 | 2021-01-01 |
| Gamma Consortium Limited (The) | RO | Type 9 — Asset management | 2017-12-27 | 2021-01-01 |
| Gamma Consortium Limited (The) | Rep | Type 4 — Advising on securities | 2017-11-30 | 2017-12-27 |
| Gamma Consortium Limited (The) | Rep | Type 9 — Asset management | 2017-11-30 | 2017-12-27 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-09-09 | 2017-08-24 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 9 — Asset management | 2005-09-09 | 2017-08-24 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-14 | 2005-05-17 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-01 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-01 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 9 — Asset management | present | 2005-05-17 |