Solmond Kai Man Chu
朱啟文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Solmond Kai Man Chu (朱啟文), a licensed former licensee with CE reference ACL018. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-23 | 2007-11-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2007-11-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-05-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-05-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-05-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-12 |