Kin Ming (SFC:ACH757) Chu
朱健鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ming (SFC:ACH757) Chu (朱健鳴), a licensed former licensee with CE reference ACH757. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-14 | 2008-02-28 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-14 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-02-28 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2008-02-28 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-06 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-06 |