David John MacKenzie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John MacKenzie, a licensed former licensee with CE reference ACH320. This person has 0.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Abbey National Financial and Investment Services (Far East) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2004-01-30 |
| Abbey National Financial and Investment Services (Far East) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-30 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as David John MacKenzie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Malcolm Adrian Charles Humphryes | Abbey National Financial and Investment Services (Far East) Limited | 2003 |