Frances Sui Yee Chan
陳瑞兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Sui Yee Chan (陳瑞兒), a licensed former licensee with CE reference ACH287. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-23 | 2018-09-16 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-23 | 2018-09-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-10 | 2015-04-25 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-10 | 2015-04-25 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-10 | 2008-06-27 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-10 | 2008-06-27 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-13 | 2007-10-07 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-10-07 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-12 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-12 |