Kwong Wah Tai
戴光華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Wah Tai (戴光華), a licensed former licensee with CE reference ACH271. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-19 | 2013-05-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-19 | 2013-05-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-04-19 | 2013-05-14 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-08 | 2013-03-01 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-08-08 | 2013-03-01 |
| CA Premium International (HK) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2010-11-24 | 2013-03-01 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-04 | 2013-03-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-02 | 2010-07-10 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-02 | 2010-07-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-21 | 2009-03-16 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-21 | 2009-03-16 |