Paul Francis Giles
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Francis Giles, a licensed former licensee with CE reference ACG308. This person has 3.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-07-29 | 2006-10-06 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2004-07-29 | 2006-10-06 |
| CAIIS Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2004-05-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Francis Giles during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.