Raymond Wai Man Kwok
郭偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Man Kwok (郭偉文), CE reference ACF155. Currently licensed at 1 firm(s): Fulbright Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-09 |