Raymond Wai Man Kwok
郭偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Man Kwok (郭偉文), a licensed Representative with CE reference ACF155. Currently licensed at 1 firm(s): Fulbright Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-09 |