Pak Yin Chan
陳柏賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Yin Chan (陳柏賢), a licensed former licensee with CE reference ACE011. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-01-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-15 | 2017-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-17 | 2009-11-24 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-07-08 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-16 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-16 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-16 |