Yan Yee Tso
曹恩宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Yee Tso (曹恩宜), a licensed former licensee with CE reference ACD710. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daintree Partners Limited 智立方財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-02 | 2026-02-25 |
| Daintree Partners Limited 智立方財富管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-02 | 2026-02-25 |
| Daintree Partners Limited 智立方財富管理有限公司 |
RO | Type 9 - Asset management | 2019-04-02 | 2026-02-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-03-21 | 2011-09-27 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | present | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | present | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-02-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | present | 2004-02-11 |