Alfred Chi Ming Mak
麥智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Chi Ming Mak (麥智明), a licensed former licensee with CE reference ACC233. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2003-05-22 | 2009-05-15 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 4 — Advising on securities | 2003-05-22 | 2009-05-15 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 9 — Asset management | 2003-05-22 | 2009-05-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-22 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-22 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-12 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-22 |