Alfred Chi Ming Mak
麥智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Chi Ming Mak (麥智明), a licensed former licensee with CE reference ACC233. This person has 6.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2003-05-22 | 2009-05-15 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 4 - Advising on securities | 2003-05-22 | 2009-05-15 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
RO | Type 9 - Asset management | 2003-05-22 | 2009-05-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-22 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-22 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-12 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-22 |