Thomas Chi Pui Wong
黃志培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Chi Pui Wong (黃志培), a licensed former licensee with CE reference ACB972. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-26 | 2006-10-26 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-07-26 | 2006-10-26 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-12-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-12-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-31 |