Kong Tune Pong Law
劉廣端
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Tune Pong Law (劉廣端), a licensed former licensee with CE reference ACB582. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Fung Securities Limited 大豐證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-06-26 |
| Tai Fung Securities Limited 大豐證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-12 |
| Tai Fung Securities Limited 大豐證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Tai Fung Securities Limited 大豐證券有限公司 |
RO | Type 9 — Asset management | present | 2003-11-12 |