Roman Jun Shaw
邵俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roman Jun Shaw (邵俊), a licensed former licensee with CE reference ACB061. This person has 1.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DragonTech Ventures Management Limited 龍科創業投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-17 |
| DragonTech Ventures Management Limited 龍科創業投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-17 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Roman Jun Shaw during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Qiang Sean Wang | DragonTech Ventures Management Limited | 2003–2004 |
| Li Xin Tian | DragonTech Ventures Management Limited | 2004–2005 |