Shing Hoi Liu
廖勝開
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Hoi Liu (廖勝開), a licensed former licensee with CE reference ABZ906. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2024-03-26 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-07-19 |