Kwok Tung (SFC:ABZ281) Li
利國東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Tung (SFC:ABZ281) Li (利國東), a licensed former licensee with CE reference ABZ281. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-29 | 2025-07-09 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 4 — Advising on securities | 2023-03-29 | 2025-07-09 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-29 | 2025-07-09 |
| Gong Ping Futures Limited 公平期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-11-22 | 2019-11-12 |
| Gong Ping Securities Limited 公平證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-08 | 2019-11-12 |
| Jimei Asset Management Limited 集美資產管理有限公司 |
RO | Type 9 — Asset management | 2010-02-03 | 2010-08-31 |
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-07-20 | 2010-08-31 |
| Jimei Futures Limited 集美期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-07-20 | 2010-08-31 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-05-29 | 2009-01-16 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-15 | 2008-05-29 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 4 — Advising on securities | 2006-04-06 | 2008-04-01 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 9 — Asset management | 2006-04-06 | 2008-04-01 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-11-07 | 2008-04-01 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-08 | 2006-04-06 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-08-08 | 2006-04-06 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-08 | 2008-04-01 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-08-08 | 2007-12-01 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-27 | 2005-08-01 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-23 | 2005-08-01 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 9 — Asset management | 2004-07-23 | 2005-08-01 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-17 | 2004-07-27 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-12 | 2004-04-30 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-23 | 2003-10-22 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-04-23 | 2003-10-22 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-07 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-07 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-07 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-07 |