Thomas Kwong Chung Lee
李光宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kwong Chung Lee (李光宗), a licensed former licensee with CE reference ABX145. This person has 15.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winfull Securities Limited 永富證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2018-06-30 |
| Winfull Securities Limited 永富證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-07-09 |
| Winfull Securities Limited 永富證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-09 |
| Winfull Securities Limited 永富證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Kwong Chung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.