Thomas Kwong Chung Lee
李光宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kwong Chung Lee (李光宗), a licensed former licensee with CE reference ABX145. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winfull Securities Limited 永富證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-06-30 |
| Winfull Securities Limited 永富證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-07-09 |
| Winfull Securities Limited 永富證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-07-09 |
| Winfull Securities Limited 永富證券有限公司 |
RO | Type 9 — Asset management | present | 2004-07-09 |