Hon Man Au
歐漢文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Man Au (歐漢文), a licensed former licensee with CE reference ABX041. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-07 | 2016-03-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-21 | 2012-12-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2010-12-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-19 | 2005-10-31 |