Yiu Sun Lau
劉耀新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Sun Lau (劉耀新), a licensed former licensee with CE reference ABW047. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunny World Investment Limited 新利偉投資有限公司 |
RO | Type 1 — Dealing in securities | present | 2022-12-28 |
| Sunny World Investment Limited 新利偉投資有限公司 |
RO | Type 4 — Advising on securities | present | 2012-08-19 |
| Sunny World Investment Limited 新利偉投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-30 |
| Sunny World Investment Limited 新利偉投資有限公司 |
RO | Type 9 — Asset management | present | 2005-03-30 |