Tak Wai Chiu
趙德偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wai Chiu (趙德偉), a licensed former licensee with CE reference ABV524. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Socius Asset Management Limited 睿哲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-12 | 2023-04-21 |
| Socius Asset Management Limited 睿哲資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-12 | 2023-04-21 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-07-13 | 2016-12-31 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 — Asset management | 2011-07-13 | 2016-12-31 |
| Merdeka Securities Limited 領智證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-01-20 |
| Merdeka Securities Limited 領智證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-03-01 |
| Merdeka Securities Limited 領智證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-01 |
| Merdeka Securities Limited 領智證券有限公司 |
RO | Type 9 — Asset management | present | 2004-03-01 |