Alfred Kwok Fai Lam
林國輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Kwok Fai Lam (林國輝), a licensed former licensee with CE reference ABT579. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-20 | 2018-08-31 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-08-31 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-07-12 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 9 — Asset management | present | 2005-07-12 |