Jimmy Yu Hong Ng
伍裕康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Yu Hong Ng (伍裕康), a licensed former licensee with CE reference ABT215. This person has 4.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-01-01 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Yu Hong Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.