Ying Wai (SFC:ABT034) Chan
陳應槐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Wai (SFC:ABT034) Chan (陳應槐), CE reference ABT034. Currently licensed at 1 firm(s): UOB Kay Hian (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-10 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-10 |