Siu Man (SFC:ABS634) Wong
黃小敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Man (SFC:ABS634) Wong (黃小敏), a licensed former licensee with CE reference ABS634. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-12 | 2016-11-16 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2016-07-08 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-08-26 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-22 |