Shirley Shuk Yee Ng
吳淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Shuk Yee Ng (吳淑儀), a licensed former licensee with CE reference ABQ823. This person has 3.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mars Securities Company Limited 億寶證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-04-09 |
| Mars Securities Company Limited 億寶證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-11-29 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Shirley Shuk Yee Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| James Ying Yin Liu | Mars Securities Company Limited | 2003–2006 |
| Yet Chi Fung | Mars Securities Company Limited | 2003–2006 |
| Joanna Chung Yan Liu | Mars Securities Company Limited | 2003–2006 |
| Hung Kin Soo | Mars Securities Company Limited | 2003–2006 |
| Diana Shuk Tuen Tam | Mars Securities Company Limited | 2003–2006 |
| Pui Ling Cheung | Mars Securities Company Limited | 2005–2006 |