Kok Ming Chong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Ming Chong ( ), a licensed former licensee with CE reference ABQ679. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2009-09-23 | 2012-03-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-22 | 2009-09-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2005-01-11 | 2005-07-15 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
RO | Type 4 — Advising on securities | 2004-11-26 | 2005-03-31 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-03 | 2004-11-26 |