Roger Chun Wah Yeung
楊俊華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Chun Wah Yeung (楊俊華), a licensed former licensee with CE reference ABQ555. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-08-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-30 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-30 | 2022-08-11 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-22 | 2009-12-19 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-22 | 2009-12-19 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-17 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-07-17 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-27 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-27 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-27 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-27 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-27 |