Kin (SFC:ABP679) Li
李健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin (SFC:ABP679) Li (李健), CE reference ABP679. Currently licensed at 1 firm(s): One China Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-02 | present |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-27 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-05 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-05 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-05 |