Wai Ho Lo
盧偉浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ho Lo (盧偉浩), a licensed former licensee with CE reference ABP401. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-31 | 2021-08-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-31 | 2021-08-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-07 | 2020-08-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-02-07 | 2020-08-31 |