Dominic Richard Pemberton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Richard Pemberton, a licensed former licensee with CE reference ABP340. This person has 12.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pemberton Investments (Hong Kong) Limited | RO | Type 9 - Asset management | 2010-04-08 | 2022-06-30 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Richard Pemberton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Alistair John Barrie Griffin | Pemberton Investments (Hong Kong) Limited | 2010–2022 |