Yan Tak Cheung
張仁德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Tak Cheung (張仁德), a licensed former licensee with CE reference ABN844. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-04-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-21 | 2017-10-02 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-29 | 2012-11-29 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-13 | 2010-11-26 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-12 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-12 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-12 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-12 |