Cathy Shui Yee Siu
蕭瑞儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathy Shui Yee Siu (蕭瑞儀), a licensed former licensee with CE reference ABN485. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2008-02-29 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-07-19 |