Sally Siu Ping Yung
翁少平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sally Siu Ping Yung (翁少平), a licensed former licensee with CE reference ABN367. This person has 20.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-15 | 2023-11-15 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-11-15 | 2023-11-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2021-09-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2021-09-01 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-06-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-01 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-01 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sally Siu Ping Yung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.