Wah Lam Kwok
郭華霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Lam Kwok (郭華霖), a licensed Responsible Officer with CE reference ABJ826. Currently licensed at 1 firm(s): Kin Fung Stock Company Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kin Fung Stock Company Limited 建豐証券有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-31 | present |
| Kin Fung Stock Company 建豐證券公司 |
Rep | Type 1 - Dealing in securities | present | 2005-03-31 |
| Kin Fung Stock Company 建豐證券公司 |
Rep | Type 4 - Advising on securities | present | 2004-12-28 |
| Kin Fung Stock Company 建豐證券公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-12-28 |
| Kin Fung Stock Company 建豐證券公司 |
Rep | Type 9 - Asset management | present | 2004-12-28 |