Cliffina Kwan Ho Wu
胡群好
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cliffina Kwan Ho Wu (胡群好), a licensed former licensee with CE reference ABG480. This person has 20.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-20 | 2023-06-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-08 | 2023-06-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-22 | 2008-07-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-03 | 2008-07-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-07-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-27 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-27 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-05-27 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cliffina Kwan Ho Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.