Cliffina Kwan Ho Wu
胡群好
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cliffina Kwan Ho Wu (胡群好), a licensed former licensee with CE reference ABG480. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-20 | 2023-06-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-08 | 2023-06-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-22 | 2008-07-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-03 | 2008-07-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | present | 2008-07-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-05-27 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-05-27 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-05-27 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-27 |