Lim Wo
吳琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lim Wo (吳琳), a licensed former licensee with CE reference ABG040. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-12-31 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-11-06 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-11-06 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-11-06 |