Mona Shiu Wai Lee Chow
李周肇慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mona Shiu Wai Lee Chow (李周肇慧), a licensed former licensee with CE reference ABF966. This person has 7.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-04-02 |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-15 |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-15 |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-15 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Mona Shiu Wai Lee Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ho Ching Chow Hau | Grit Securities Limited | 2003–2010 |
| Sing Chou Chow | Grit Securities Limited | 2003–2010 |
| Jear Hong Chow | Grit Securities Limited | 2003–2010 |