Anna Oi Nor Shum
沈愛娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Oi Nor Shum (沈愛娜), a licensed former licensee with CE reference ABF835. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | 2022-09-28 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-21 | 2017-02-12 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-12-15 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-05-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-05-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-05-19 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-19 |