Charles Yat Ming Au Yeung
歐陽日明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Yat Ming Au Yeung (歐陽日明), a licensed former licensee with CE reference ABF670. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wo Fung Securities Company Limited 和豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-12 |
| Wo Fung Securities Company Limited 和豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-24 |
| Wo Fung Securities Company Limited 和豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-24 |
| Wo Fung Securities Company Limited 和豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |