Ying Tung Kao
郭楹楝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Tung Kao (郭楹楝), a licensed former licensee with CE reference ABF327. This person has 18.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-02 | 2021-12-09 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-02 | 2019-05-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-06-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2014-06-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2014-06-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2014-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Tung Kao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.