Winnie Yin Ha Yan
甄燕霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Yin Ha Yan (甄燕霞), a licensed former licensee with CE reference ABF145. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-25 | 2018-04-30 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-04-21 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-04-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-04-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-04-28 |