Wai Fat Chan
陳為發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fat Chan (陳為發), a licensed former licensee with CE reference ABE936. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-12-22 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-27 |