Stephen James Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen James Brown ( ), a licensed former licensee with CE reference ABE733. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-04-20 | 2007-09-01 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-07-08 |