Shu Yan Ng
伍樹人
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Yan Ng (伍樹人), a licensed former licensee with CE reference ABE545. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2019-05-01 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-02-25 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-02-25 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 9 - Asset management | present | 2005-02-25 |