Wai Fong Wu
胡惠芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fong Wu (胡惠芳), a licensed former licensee with CE reference ABE454. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2007-11-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-06-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-06-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-06-16 |